Neil Rose, CFA, Author at Regency Capital

5 Things the Market Thinks Right Now

Articles | Jun 13, 2025 | Neil Rose, CFA

Most money managers are guilty of only telling their side of the story—what they expect, where they see value. I know I am. But it’s always wise to know what the market itself thinks. The market is the collective wisdom (and sometimes foolishness) of the millions of self-interested buyers and sellers trading right now.

Articles

Apr 27, 2023

Investment Commentary Q1 2023

Neil Rose discusses the state of markets amid investors' expectations of an imminent recession.

Articles

Mar 16, 2023

Banking Crisis Update & FAQs

An update on the current banking crisis and a list of frequently asked questions.

Articles

Mar 14, 2023

5 Thoughts on the SVB Collapse

The article discusses the recent collapse of Silicon Valley Bank (SVB), which was the 16th largest bank in the US with $200 billion in assets at its peak. Neil Rose provides five thoughts on the bank's collapse.

Articles

Jan 10, 2023

Investment Commentary Q4 2022

On Regency Capital's second anniversary, Neil Rose reflects on the firm's progress, performance, and risk. He also offers his "no brainer" solution for managing cash.

Articles

Nov 7, 2022

Not Betting on Soft Landing

Bottom line is it seems prudent not to bet on a soft landing consensus that might only exist in a time with lots of hope, denial, and jobs available everywhere.

Podcasts

Oct 26, 2022

Investment Update – Why This Year Is a Win

Neil Rose explains why this year's (modest) losses are a small price to pay for a future with much higher income generation and lower longer term risks.

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Articles

Oct 20, 2022

Investment Commentary Q3 2022

Why higher interest rates and the worst year ever for bond and 60/40-type investors are cause for optimism at Regency Capital.

Letters

Sep 19, 2022

Welcome, Kawika Shoji!

On behalf of Regency Capital, I am proud to announce Kawika Shoji has joined the firm as a financial advisor and portfolio manager.

Articles

Aug 2, 2022

Investment Commentary Q2 2022

While pleased with the gains from 2021, the developments across strategies in 2022 have been even more encouraging. Neil Rose looks at the current positioning in the context of clients’ longer-term financial goals and concluded 2022 has actually improved their financial prospects.

Podcasts

May 16, 2022

Springtime for Income

Neil Rose and Arthur Mallet explain why the historic drop in bond prices—amid a bear market in stocks, no less—is raising longer-term income generation in Regency Capital portfolios.

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Podcasts

May 6, 2022

Bonds In Free Fall

Investors have noticed the correction in stocks and a growing chance of recession. However, the real carnage has come from the bond market. Neil Rose and Arthur Mallet discuss the ramifications of an asset class that's not as safe as people think.

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Podcasts

Mar 10, 2022

Investment Update – War in Ukraine

Neil Rose explains how Russia’s invasion in Ukraine strengthens the case for recent shifts in Regency Capital’s portfolios.

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