Regency Capital Management

Regency Capital Management – Rational Investing, Fiduciary Excellence

Based in Honolulu and Bainbridge Island, Regency Capital Management provides independent fiduciary wealth management and investment advisory services. We focus on evidence-based portfolios, explicit risk controls, and coordinated planning with your CPA and attorney to support long-term, after-tax growth.

Latest Insights

Crazy Rich Insider Traders

Neil Rose, CFAMay 5, 2026

Insider trading in Washington has gone from hidden to brazen. What the surge in trades, prediction markets, and shrugs from regulators means for US markets.

Investment Management

We offer customized portfolio management, including a sensible and simple approach to asset allocation and investment selection: we want to invest in whatever makes good sense. This means quality, liquidity, and value. Most of all, it means a focus on managing risk in its various forms.

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Rational Wealth Management

We combine our Investment Management services with helping clients identify their goals and giving them the strategies and tools to raise their odds for success. We engage with clients’ tax and legal professionals and leverage their expertise for clients’ financial and retirement planning. Clients also seek our help in business strategy, tax efficiency, generational wealth transfers, and acquisitions.

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Family Office

For certain larger estates, we offer family office services along with wealth management. Services include multi-generational planning, reporting, organization, document management, family governance, financial administration, and other services.

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Our Team

Our team of professionals is here to support and enrich lives through steadfast fiduciary values, outstanding talent, and a powerfully rational approach to money and life.

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Neil Rose, CFA

CHIEF EXECUTIVE OFFICER

Arthur J. Mallet

President & Chief Operating Officer

Kayla Cosby

DIRECTOR OF ADMINISTRATION

Kawika Shoji

Investment Advisor & Portfolio Manager

Darienne Schoonmaker

BUSINESS SUPPORT STRATEGIST

More News & Insights

Investment Letter | April 2026

Neil Rose, CFAMay 5, 2026

2026 has already delivered two major inflection points: a generational leap in AI capability and the U.S.-Iran war. In this investment letter, Neil Rose shares why Regency Capital remains defense-first and breaks down what the Iran conflict means for oil, markets, and our current portfolio positioning.

Neil Rose, CFAMay 5, 2026

Insider trading in Washington has gone from hidden to brazen. What the surge in trades, prediction markets, and shrugs from regulators means for US markets.

Kawika ShojiMay 5, 2026

Money is renewable. Time is not. Why financial planning needs to make space for the question we don't ask enough: when do we actually start enjoying it?

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