News

AI Just Changed Everything (Again)

Neil Rose, CFAFeb 27, 2026

Neil Rose deep dives into February 2026’s breakthrough moment in AI, when new autonomous models like GPT‑5.3 Codex and Claude Opus 4.6 reshaped what’s possible—unlocking self-directed agents, disrupting white‑collar work, shaking markets, and revealing both the risks and opportunities of AI’s rapid acceleration.

Articles

Mar 24, 2023

7 Things I’ve learned in my first 7 Months at Regency Capital Management

Kawika Shoji shares his experiences and reflections during his first seven months at Regency Capital Management.

Articles

Mar 16, 2023

Banking Crisis Update & FAQs

An update on the current banking crisis and a list of frequently asked questions.

Articles

Mar 14, 2023

5 Thoughts on the SVB Collapse

The article discusses the recent collapse of Silicon Valley Bank (SVB), which was the 16th largest bank in the US with $200 billion in assets at its peak. Neil Rose provides five thoughts on the bank's collapse.

Articles

Feb 27, 2023

Finding Alignment: How My Core Values Led Me to Regency

Kawika Shoji shares his personal journey from professional volleyball to the financial world in hopes that it will inspire and help readers understand more about the team and the transition.

Articles

Jan 10, 2023

Investment Commentary Q4 2022

On Regency Capital's second anniversary, Neil Rose reflects on the firm's progress, performance, and risk. He also offers his "no brainer" solution for managing cash.

Articles

Nov 7, 2022

Not Betting on Soft Landing

Bottom line is it seems prudent not to bet on a soft landing consensus that might only exist in a time with lots of hope, denial, and jobs available everywhere.

Podcasts

Oct 26, 2022

Investment Update – Why This Year Is a Win

Neil Rose explains why this year's (modest) losses are a small price to pay for a future with much higher income generation and lower longer term risks.

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Articles

Oct 20, 2022

Investment Commentary Q3 2022

Why higher interest rates and the worst year ever for bond and 60/40-type investors are cause for optimism at Regency Capital.

Letters

Sep 19, 2022

Welcome, Kawika Shoji!

On behalf of Regency Capital, I am proud to announce Kawika Shoji has joined the firm as a financial advisor and portfolio manager.

Articles

Aug 2, 2022

Investment Commentary Q2 2022

While pleased with the gains from 2021, the developments across strategies in 2022 have been even more encouraging. Neil Rose looks at the current positioning in the context of clients’ longer-term financial goals and concluded 2022 has actually improved their financial prospects.

Podcasts

May 16, 2022

Springtime for Income

Neil Rose and Arthur Mallet explain why the historic drop in bond prices—amid a bear market in stocks, no less—is raising longer-term income generation in Regency Capital portfolios.

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Podcasts

May 6, 2022

Bonds In Free Fall

Investors have noticed the correction in stocks and a growing chance of recession. However, the real carnage has come from the bond market. Neil Rose and Arthur Mallet discuss the ramifications of an asset class that's not as safe as people think.

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