Regency Capital Management

Enduring Value. Peace of Mind.

Regency Capital Management Inc. is a private asset management and wealth advisory firm serving high net worth individuals, families and select institutions. We support and enrich lives through steadfast fiduciary values, outstanding talent, and a powerfully rational approach to money and life.

Latest News

Investment Letter | August 2025

Aug 13, 2025 |

Neil Rose, CFA

The S&P 500 may be hitting new highs, but the best value could lie in smaller, overlooked companies. Explore our 2025 small cap investing outlook, why these stocks may outperform, and how we’re positioning portfolios for quality, diversification, and long-term growth.

Investment Management

We offer customized portfolio management, including a sensible and simple approach to asset allocation and investment selection: we want to invest in whatever makes good sense. This means quality, liquidity, and value. Most of all, it means a focus on managing risk in its various forms.

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Rational Wealth Management

We combine our Investment Management services with helping clients identify their goals and giving them the strategies and tools to raise their odds for success. We engage with clients’ tax and legal professionals and leverage their expertise for clients’ financial and retirement planning. Clients also seek our help in business strategy, tax efficiency, generational wealth transfers, and acquisitions.

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Family Office

For certain larger estates, we offer family office services along with wealth management. Services include multi-generational planning, reporting, organization, document management, family governance, financial administration, and other services.

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Our Team

Our team of professionals is here to support and enrich lives through steadfast fiduciary values, outstanding talent, and a powerfully rational approach to money and life.

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Neil Rose, CFA

CHIEF EXECUTIVE OFFICER

Arthur J. Mallet

President & Chief Operating Officer

Kayla Cosby

DIRECTOR OF ADMINISTRATION

Kawika Shoji

Investment Advisor & Portfolio Manager

More News & Insights

Jun 13, 2025 |

5 Things the Market Thinks Right Now

Most money managers are guilty of only telling their side of the story—what they expect, where they see value. I know I am. But it’s always wise to know what the market itself thinks. The market is the collective wisdom (and sometimes foolishness) of the millions of self-interested buyers and sellers trading right now.

Jun 6, 2025 |

Neil Rose, CFA

One Big Beautiful Bill Act: One Big Step Closer to Doom (Who Cares, Right?)

The national debt today is over $36 trillion, representing over 100% of GDP. The Congressional Budget Office (CBO) projects that the debt will exceed $52 trillion by 2035. And, if history repeats, actual numbers in 2035 will exceed estimates.

Jun 6, 2025 |

Kawika Shoji

What Trump’s “Big Beautiful Tax Bill” Could Mean for You

I recently reviewed the latest version of President Trump’s tax proposal, informally branded the “Big Beautiful Bill” and officially titled the One Big Beautiful Bill Act. While the name sounds more like theater than policy the proposed bill has some large ramifications for all of us.

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