Neil Rose, CFA
CHIEF EXECUTIVE OFFICER
About Us
A combination of our philosophy, people, and geographic vantage point drives a unique, well-honed sense of balance that serves beyond managing risk and return. In Regency Capital, clients see global skills with local sensitivities, old wisdom with modern competencies, and Eastern and Western insights.
Core Values
Regency Capital and its associates hold simple and timeless core values. Core values are our mission statement, our bond, and our promise to “walk the walk.”
We will always do the right and honorable thing. We know that without integrity, nothing else we say or do matters. We seek to work with and for individuals of high integrity.
We strive to be rational in our thinking and vigilant of human tendencies counter- productive to decision-making, especially when performed under uncertainty. We will work to limit the influences of inertia, bias, fear, greed, envy, and other sources of misjudgment. We will study and learn from mistakes–our own and those of others.
We believe being humble is a great virtue and a key ingredient for competence, professional and personal growth, and service to our clients. We will not let ego get in our way.
We embrace a duty to continuously improve our work and ourselves. Uncertainty is a constant, therefore it is critical to excel at the things we can control and improve upon them. We practice life-long learning.
We will always do the right and honorable thing. We know that without integrity, nothing else we say or do matters. We seek to work with and for individuals of high integrity.
We strive to be rational in our thinking and vigilant of human tendencies counter- productive to decision-making, especially when performed under uncertainty. We will work to limit the influences of inertia, bias, fear, greed, envy, and other sources of misjudgment. We will study and learn from mistakes–our own and those of others.
We believe being humble is a great virtue and a key ingredient for competence, professional and personal growth, and service to our clients. We will not let ego get in our way.
We embrace a duty to continuously improve our work and ourselves. Uncertainty is a constant, therefore it is critical to excel at the things we can control and improve upon them. We practice life-long learning.
Our Team
Arthur J. Mallet
President & Chief Operating Officer
Kayla Cosby
DIRECTOR OF ADMINISTRATION
Kawika Shoji
Investment Advisor & Portfolio Manager
