Arthur J. Mallet
President & Chief Operating Officer
Arthur J. Mallet is Regency Capital’s president and chief operating officer, directing the firm’s business functions and personnel. Arthur oversees the firm’s operations, compliance, performance, and technology. Arthur spent the past 11 years with Cadinha & Co. where he rose to Executive Vice President of Operations. Under Arthur’s direction, Cadinha’s operations supported $2.4 billion in assets under management in 2020 among nine advisors across three states with clients in 49 states and over a dozen custodians. Technology overhauls, hard-to-change legacy systems, many cooks in the kitchen, brick walls, SEC audit—Arthur has seen and dealt with it all.
Prior to Cadinha, Arthur worked at Bear, Stearns & Co. where he had a front-row seat for the financial crisis, an experience that has shaped his view of the industry and the importance of the core values he helped author at Regency Capital.
Arthur was born and raised in New York City, but his family’s history in finance dates back to 1713, where his ancestors founded la banque Mallet, the first private bank in France. He received his B.S in Finance at Lehigh University. He is fluent in French and holds triple citizenship (U.S., France, and Switzerland).